its representative relation to the world must be very deep, absolutely true, and strikingly accurate, because it is instantly understood by every one, and has the appearance of a certain infallibility, because its form may be reduced to perfectly definite rules expressed in numbers, from which it cannot free itself without entirely ceasing to be music. Yet the point of comparison between music and the world, the respect in which it stands to the world in the relation of a copy or repetition, is very obscure. Men have practised music in all ages without being able to account for this; content to understand it directly, they renounce all claim to an abstract conception of this direct understanding itself.
The World as Will and Representation
I gave my mind entirely up to the impression of music in all its forms, and then returned to reflection and the system of thought expressed in the present work, and thus I arrived at an explanation of the inner nature of music and of the nature of its imitative relation to the world—which from analogy had necessarily to be presupposed—an explanation which is quite sufficient for myself, and satisfactory to my investigation, and which will doubtless be equally evident to any one who has followed me thus far and has agreed with my view of the world. Yet I recognise the fact that it is essentially impossible to prove this explanation, for it assumes and establishes a relation of music, as idea, to that which from its nature can never be idea, and music will have to be regarded as the copy of an original which can never itself be directly presented as idea. I can therefore do no more than state here, at the conclusion of this third book, which has been principally devoted to the consideration of the arts, the explanation of the marvellous art of music which satisfies myself, and I must leave the acceptance or denial of my view to the effect produced upon each of my readers both by music itself and by the whole system of thought communicated in this work. Moreover, I regard it as necessary, in order to be able to assent with full conviction to the exposition of the significance of music I am about to give, that one should often listen to music with constant reflection upon my theory concerning it, and for this again it is necessary to be very familiar with the whole of my system of thought.
The (Platonic) Ideas are the adequate objectification of will. To excite or suggest the knowledge of these by means of the representation of particular things (for works of art themselves are always representations of particular things) is the end of all the other arts, which can only be attained by a corresponding change in the knowing subject. Thus all these arts objectify the will indirectly only by means of the Ideas; and since our world is nothing but the manifestation of the Ideas in multiplicity, though their entrance into the principium individuationis (the form of the knowledge possible for the individual as such), music also, since it passes over the Ideas, is entirely independent of the phenomenal world, ignores it altogether, could to a certain extent exist if there was no world at all, which cannot be said of the other arts. Music is as direct an objectification and copy of the whole will as the world itself, nay, even as the Ideas, whose multiplied manifestation constitutes the world of individual things. Music is thus by no means like the other arts, the copy of the Ideas, but the copy of the will itself, whose objectivity the Ideas are. This is why the effect of music is so much more powerful and penetrating than that of the other arts, for they speak only of shadows, but it speaks of the thing itself. Since, however, it is the same will which objectifies itself both in the Ideas and in music, though in quite different ways, there must be, not indeed a direct likeness, but yet a parallel, an analogy, between music and the Ideas whose manifestation in multiplicity and incompleteness is the visible world. The establishing of this analogy will facilitate, as an illustration, the understanding of this exposition, which is so difficult on account of the obscurity of the subject.
I recognise in the deepest tones of harmony, in the bass, the lowest grades of the objectification of will, unorganised nature, the mass of the planet. It is well known that all the high notes which are easily sounded, and die away more quickly, are produced by the vibration in their vicinity of the deep bass-notes. When, also, the low notes sound, the high notes always sound faintly, and it is a law of harmony that only those high notes may accompany a bass-note which actually already sound along with it of themselves (its sons harmoniques) on account of its vibration. This is analogous to the fact that the whole of the bodies and organisations of nature must be regarded as having come into existence through gradual development out of the mass of the planet; this is both their supporter and their source, and the same relation subsists between the high notes and the bass. There is a limit of depth, below which no sound is audible. This corresponds to the fact that no matter can be perceived without form and quality, i.e., without the manifestation of a force which cannot be further explained, in which an Idea expresses itself, and, more generally, that no matter can be entirely without will. Thus, as a certain pitch is inseparable from the
note as such, so a certain grade of the manifestation of will is inseparable from matter. Bass is thus, for us, in harmony what unorganised nature, the crudest mass, upon which all rests, and from which everything originates and develops, is in the world. Now, further, in the whole of the complemental parts which make up the harmony between the bass and the leading voice singing the melody, I recognise the whole gradation of the Ideas in which the will objectifies itself. Those nearer to the bass are the lower of these grades, the still unorganised, but yet manifold phenomenal things; the higher represent to me the world of plants and beasts. The definite intervals of the scale are parallel to the definite grades of the objectification of will, the definite species in nature. The departure from the arithmetical correctness of the intervals, through some temperament, or produced by the key selected, is analogous to the departure of the individual from the type of the species. Indeed, even the impure discords, which give no definite interval, may be compared to the monstrous abortions produced by beasts of two species, or by man and beast. But to all these bass and complemental parts which make up the harmony there is wanting that connected progress which belongs only to the high voice
singing the melody, and it alone moves quickly and lightly in modulations and runs, while all these others have only a slower movement without a connection in each part for itself. The deep bass moves most slowly, the representative of the crudest mass. Its rising and falling occurs only by large intervals, in thirds, fourths, fifths, never by one tone, unless it is a base inverted by double counterpoint. This slow movement is also physically essential to it; a quick run or shake in the low notes cannot even be imagined. The higher complemental parts, which are parallel to animal life, move more quickly, but yet without melodious connection and significant progress. The disconnected course of all the complemental parts, and their regulation by definite laws, is analogous to the fact that in the whole irrational world, from the crystal to the most perfect animal, no being has a connected consciousness of its own which would make its life into a significant whole, and none experiences a succession of mental developments, none perfects itself by culture, but everything exists always in the same way according to its kind, determined by fixed law. Lastly, in the melody, in the high, singing, principal voice leading the whole and progressing with unrestrained freedom, in the unbroken significant connection of one thought from beginning
to end representing a whole, I recognise the highest grade of the objectification of will, the intellectual life and effort of man. As he alone, because endowed with reason, constantly looks before and after on the path of his actual life and its innumerable possibilities, and so achieves a course of life which is intellectual, and therefore connected as a whole; corresponding to this, I say, the melody has significant intentional connection from beginning to end. It records, therefore, the history of the intellectually enlightened will. This will expresses itself in the actual world as the series of its deeds; but melody says more, it records the most secret history of this intellectually-enlightened will, pictures every excitement, every effort, every movement of it, all that which the reason collects under the wide and negative concept of feeling, and which it cannot apprehend further through its abstract concepts. Therefore it has always been said that music is the language of feeling and of passion, as words are the language of reason. Plato explains it as ἡ των μελων κινησις μεμιμημενη, εν τοις παθημασιν ὁταν ψυχη γινηται (melodiarum motus, animi affectus imitans), De Leg. vii.; and also Aristotle says: δια τι οἱ ρυθμοι και τα μελη, φωνη ουσα, ηθεσιν εοικε (cur numeri musici et modi, qui voces sunt, moribus similes sese exhibent?):
Now the nature of man consists in this, that his will strives, is satisfied and strives anew, and so on for ever. Indeed, his happiness and well-being consist simply in the quick transition from wish to satisfaction, and from satisfaction to a new wish. For the absence of satisfaction is suffering, the empty longing for a new wish, languor, ennui. And corresponding to this the nature of melody is a constant digression and deviation from the key-note in a thousand ways, not only to the harmonious intervals to the third and dominant, but to every tone, to the dissonant sevenths and to the superfluous degrees; yet there always follows a constant return to the key-note. In all these deviations melody expresses the multifarious efforts of will, but always its satisfaction also by the final return to an harmonious interval, and still more, to the key-note. The composition of melody, the disclosure in it of all the deepest secrets of human willing and feeling, is the work of genius, whose action, which is more apparent here than anywhere else, lies far from all reflection and conscious intention, and may be called an inspiration. The conception is here, as everywhere in art, unfruitful. The composer reveals the inner nature of the world, and expresses the deepest wisdom in a language which his
reason does not understand; as a person under the influence of mesmerism tells things of which he has no conception when he awakes. Therefore in the composer, more than in any other artist, the man is entirely separated and distinct from the artist. Even in the explanation of this wonderful art, the concept shows its poverty and limitation. I shall try, however, to complete our analogy. As quick transition from wish to satisfaction, and from satisfaction to a new wish, is happiness and well-being, so quick melodies without great deviations are cheerful; slow melodies, striking painful discords, and only winding back through many bars to the keynote are, as analogous to the delayed and hardly won satisfaction, sad. The delay of the new excitement of will, languor, could have no other expression than the sustained keynote, the effect of which would soon be unbearable; very monotonous and unmeaning melodies approach this effect. The short intelligible subjects of quick dance-music seem to speak only of easily attained common pleasure. On the other hand, the Allegro maestoso, in elaborate movements, long passages, and wide deviations, signifies a greater, nobler effort towards a more distant end, and its final attainment. The Adagio speaks of the pain of a great and noble effort which despises all trifling happiness. But how wonderful is the effect
of the minor and major! How astounding that the change of half a tone, the entrance of a minor third instead of a major, at once and inevitably forces upon us an anxious painful feeling, from which again we are just as instantaneously delivered by the major. The Adagio lengthens in the minor the expression of the keenest pain, and becomes even a convulsive wail. Dance-music in the minor seems to indicate the failure of that trifling happiness which we ought rather to despise, seems to speak of the attainment of a lower end with toil and trouble. The inexhaustibleness of possible melodies corresponds to the inexhaustibleness of Nature in difference of individuals, physiognomies, and courses of life. The transition from one key to an entirely different one, since it altogether breaks the connection with what went before, is like death, for the individual ends in it; but the will which appeared in this individual lives after him as before him, appearing in other individuals, whose consciousness, however, has no connection with his.
But it must never be forgotten, in the investigation of all these analogies I have pointed out, that music has no direct, but merely an indirect relation to them, for it never expresses the phenomenon, but only the inner nature, the in-itself of all phenomena, the will itself. It does not therefore express this or that particular and definite joy, this or that sorrow, or pain, or horror, or delight, or merriment, or peace of mind; but joy, sorrow, pain, horror, delight, merriment, peace of mind themselves, to a certain extent in the abstract, their essential nature, without accessories, and therefore without their motives. Yet we completely understand them in this extracted quintessence. Hence it arises that our imagination is so easily excited by music, and now seeks to give form to that invisible yet actively moved spirit-world which speaks to us directly, and clothe it with flesh and blood, i.e., to embody it in an analogous example. This is the origin of the song with words, and finally of the opera, the text of which should therefore never forsake that subordinate position in order to make itself the chief thing and the music a mere means of expressing it, which is a great misconception and a piece of utter perversity; for music always expresses only the quintessence of life and its events, never these themselves, and therefore their differences do not always affect it. It is precisely this universality, which belongs exclusively to it, together with the greatest determinateness, that gives music the high worth which it has as the panacea for all our woes. Thus, if music is too closely united to the words, and tries to form itself according to the events, it is striving to speak a language which is not its own. No one has kept so free from this mistake as Rossini; therefore his music speaks its own language so distinctly and purely that it requires no words, and produces its full effect when rendered by instruments alone.
According to all this, we may regard the phenomenal world, or nature, and music as two different expressions of the same thing, which is therefore itself the only medium of their analogy, so that a knowledge of it is demanded in order to understand that analogy. Music, therefore, if regarded as an expression of the world, is in the highest degree a universal language, which is related indeed to the universality of concepts, much as they are related to the particular things. Its universality, however, is by no means that empty universality of abstraction, but quite of a different kind, and is united with thorough and distinct definiteness. In this respect it resembles geometrical figures and numbers, which are the universal forms of all possible objects of experience and applicable to them all a priori, and yet are not abstract but perceptible and thoroughly determined. All possible efforts, excitements, and manifestations of will, all that goes on in the heart of man and that reason includes in the wide, negative concept of feeling, may be expressed by the infinite number of possible melodies, but always in the universal, in the mere form, without the material, always according to the thing-in-itself, not the phenomenon, the inmost soul, as it were, of the phenomenon, without the body. This deep relation which music
has to the true nature of all things also explains the fact that suitable music played to any scene, action, event, or surrounding seems to disclose to us its most secret meaning, and appears as the most accurate and distinct commentary upon it. This is so truly the case, that whoever gives himself up entirely to the impression of a symphony, seems to see all the possible events of life and the world take place in himself, yet if he reflects, he can find no likeness between the music and the things that passed before his mind. For, as we have said, music is distinguished from all the other arts by the fact that it is not a copy of the phenomenon, or, more accurately, the adequate objectivity of will, but is the direct copy of the will itself, and therefore exhibits itself as the metaphysical to everything physical in the world, and as the thing-in-itself to every phenomenon. We might, therefore, just as well call the world embodied music as embodied will; and this is the reason why music makes every picture, and indeed every scene of real life and of the world, at once appear with higher significance, certainly all the more in proportion as its melody is analogous to the inner spirit of the given phenomenon. It
rests upon this that we are able to set a poem to music as a song, or a perceptible representation as a pantomime, or both as an opera. Such particular pictures of human life, set to the universal language of music, are never bound to it or correspond to it with stringent necessity; but they stand to it only in the relation of an example chosen at will to a general concept. In the determinateness of the real, they represent that which music expresses in the universality of mere form. For melodies are to a certain extent, like general concepts, an abstraction from the actual. This actual world, then, the world of particular things, affords the object of perception, the special and individual, the particular case, both to the universality of the concepts and to the universality of the melodies. But these two universalities are in a certain respect opposed to each other; for the concepts contain particulars only as the first forms abstracted from perception, as it were, the separated shell of things; thus they are, strictly speaking, abstracta; music, on the other hand, gives the inmost kernel which precedes all forms, or the heart of things. This relation may be very well expressed in the language of the schoolmen by saying the concepts are the universalia post rem,
but music gives the universalia ante rem, and the real world the universalia in re. To the universal significance of a melody to which a poem has been set, it is quite possible to set other equally arbitrarily selected examples of the universal expressed in this poem corresponding to the significance of the melody in the same degree. This is why the same composition is suitable to many verses; and this is also what makes the vaudeville possible. But that in general a relation is possible between a composition and a perceptible representation rests, as we have said, upon the fact that both are simply different expressions of the same inner being of the world. When now, in the particular case, such a relation is actually given, that is to say, when the composer has been able to express in the universal language of music the emotions of will which constitute the heart of an event, then the melody of the song, the music of the opera, is expressive. But the analogy discovered by the composer between the two must have proceeded from the direct knowledge of the nature of the world unknown to his reason, and must not be an imitation produced with conscious intention by means of conceptions, otherwise the music does not express the inner nature of
the will itself, but merely gives an inadequate imitation of its phenomenon. All specially imitative music does this; for example, “The Seasons,” by Haydn; also many passages of his “Creation,” in which phenomena of the external world are directly imitated; also all battle-pieces. Such music is entirely to be rejected.
The unutterable depth of all music by virtue of which it floats through our consciousness as the vision of a paradise firmly believed in yet ever distant from us, and by which also it is so fully understood and yet so inexplicable, rests on the fact that it restores to us all the emotions of our inmost nature, but entirely without reality and far removed from their pain. So also the seriousness which is essential to it, which excludes the absurd from its direct and peculiar province, is to be explained by the fact that its object is not the idea, with reference to which alone deception and absurdity are possible; but its object is directly the will, and this is essentially the most serious of all things, for it is that on which all depends. How rich in content and full of significance the language of music is, we see from the repetitions, as well as the Da capo, the like of which would be unbearable in works composed in a language of words, but in music are very appropriate and beneficial, for, in order to comprehend it fully, we must hear it twice.
In the whole of this exposition of music I have been trying to bring out clearly that it expresses in a perfectly universal language, in a homogeneous material, mere tones, and with the greatest determinateness and truth, the inner nature, the in-itself of the world, which we think under the concept of will, because will is its most distinct manifestation. Further, according to my view and contention, philosophy is nothing but a complete and accurate repetition or expression of the nature of the world in very general concepts, for only in such is it possible to get a view of that whole nature which will everywhere be adequate and applicable. Thus, whoever has followed me and entered into my mode of thought, will not think it so very paradoxical if I say, that supposing it were possible to give a perfectly accurate, complete explanation of music, extending even to particulars, that is to say, a detailed repetition in concepts of what it expresses, this would also be a sufficient repetition and explanation of the world in concepts, or at least entirely parallel to such an explanation, and thus it would be the true philosophy. Consequently the saying of Leibnitz quoted above, which is quite accurate from a lower standpoint, may be parodied in the following way to suit our higher
view of music: Musica est exercitium metaphysices occultum nescientis se philosophari animi; for scire, to know, always means to have fixed in abstract concepts. But further, on account of the truth of the saying of Leibnitz, which is confirmed in various ways, music, regarded apart from its æsthetic or inner significance, and looked at merely externally and purely empirically, is simply the means of comprehending directly and in the concrete large numbers and complex relations of numbers, which otherwise we could only know indirectly by fixing them in concepts. Therefore by the union of these two very different but correct views of music we may arrive at a conception of the possibility of a philosophy of number, such as that of Pythagoras and of the Chinese in Y-King, and then interpret in this sense the saying of the Pythagoreans which Sextus Empiricus quotes (adv. Math., L. vii.): τῳ αριθμῳ δε τα παντ᾽ επεοικεν (numero cuncta assimilantur). And if, finally, we apply this view to the interpretation of harmony and melody given above, we shall find that a mere moral philosophy without an explanation of Nature, such as Socrates wanted to introduce, is precisely analogous to a mere melody without harmony, which Rousseau exclusively desired; and, in opposition to this mere physics and metaphysics without ethics, will correspond to mere harmony
without melody. Allow me to add to these cursory observations a few more remarks concerning the analogy of music with the phenomenal world. We found in the second book that the highest grade of the objectification of will, man, could not appear alone and isolated, but presupposed the grades below him, as these again presupposed the grades lower still. In the same way music, which directly objectifies the will, just as the world does, is complete only in full harmony. In order to achieve its full effect, the high leading voice of the melody requires the accompaniment of all the other voices, even to the lowest bass, which is to be regarded as the origin of all. The melody itself enters as an integral part into the harmony, as the harmony enters into it, and only thus, in the full harmonious whole, music expresses what it aims at expressing. Thus also the one will outside of time finds its full objectification only in the complete union of all the steps which reveal its nature in the innumerable ascending grades of distinctness. The following analogy is also very remarkable. We have seen in the preceding book that notwithstanding the self-adaptation of all the phenomena of will to each other as regards their species, which constitutes their teleological aspect, there yet remains
an unceasing conflict between those phenomena as individuals, which is visible at every grade, and makes the world a constant battle-field of all those manifestations of one and the same will, whose inner contradiction with itself becomes visible through it. In music also there is something corresponding to this. A complete, pure, harmonious system of tones is not only physically but arithmetically impossible. The numbers themselves by which the tones are expressed have inextricable irrationality. There is no scale in which, when it is counted, every fifth will be related to the keynote as 2 to 3, every major third as 4 to 5, every minor third as 5 to 6, and so on. For if they are correctly related to the keynote, they can no longer be so to each other; because, for example, the fifth must be the minor third to the third, &c. For the notes of the scale may be compared to actors who must play now one part, now another. Therefore a perfectly accurate system of music cannot even be thought, far less worked out; and on this account all possible music deviates from perfect purity; it can only conceal the discords essential to it by dividing them among all the notes, i.e., by temperament. On this see Chladni’s “Akustik,” § 30, and his “Kurze
Uebersicht der Schall- und Klanglehre.”(63)
I might still have something to say about the way in which music is perceived, namely, in and through time alone, with absolute exclusion of space, and also apart from the influence of the knowledge of causality, thus without understanding; for the tones make the æsthetic impression as effect, and without obliging us to go back to their causes, as in the case of perception. I do not wish, however, to lengthen this discussion, as I have perhaps already gone too much into detail with regard to some things in this Third Book, or have dwelt too much on particulars. But my aim made it necessary, and it will be the less disapproved if the importance and high worth of art, which is seldom sufficiently recognised, be kept in mind. For if, according to our view, the whole visible world is just the objectification, the mirror, of the will, conducting it to knowledge of itself, and, indeed, as we shall soon see, to the possibility of its deliverance; and if, at the same time, the world as idea, if we regard it in isolation, and, freeing ourselves from all volition, allow it alone to take possession of our consciousness, is the most joy-giving and the only innocent side of life; we must regard art as the higher ascent, the more complete development of all this, for it achieves essentially just what is achieved by the visible world itself, only with greater concentration, more perfectly, with intention and intelligence, and therefore may be called, in the full significance of the word, the flower of life. If the whole world as idea is only the visibility of will, the work of art is to render this visibility more distinct. It is the camera obscura which shows the objects more purely, and enables us to survey them and comprehend them better. It is the play within the play, the stage upon the stage in “Hamlet.”
The pleasure we receive from all beauty, the consolation which art affords, the enthusiasm of the artist, which enables him to forget the cares of life,—the latter an advantage of the man of genius over other men, which alone repays him for the suffering that increases in proportion to the clearness of consciousness, and for the desert loneliness among men of a different race,—all this rests on the fact that the in-itself of life, the will, existence itself, is, as we shall see farther on, a constant sorrow, partly miserable, partly terrible; while, on the contrary, as idea alone, purely contemplated, or copied by art, free from pain, it presents to us a drama full of significance. This purely knowable side of the world, and the copy of it in any art, is the element of the artist. He is chained to the contemplation of the play, the objectification of will; he remains beside it, does not get tired of contemplating it and representing it in copies; and meanwhile he bears himself the cost of the production of that play, i.e., he himself is the will which objectifies itself, and remains in constant suffering. That pure, true, and deep knowledge of the inner nature of the world becomes now for him an end in itself: he stops there. Therefore it does not become to him a quieter of the will, as, we shall see in the next book, it does in the case of the saint who has attained to resignation; it does not deliver him for ever from life, but only at moments, and is therefore not for him a path out of life, but only an occasional consolation in it, till his power, increased by this contemplation and at last tired of the play, lays hold on the real. The St. Cecilia of Raphael may be regarded as a representation of this transition. To the real, then, we now turn in the following book.
Second Aspect. The Assertion And Denial Of The Will To Live, When Self-Consciousness Has Been Attained. Tempore quo cognitio simul advenit, amor e medio supersurrexit.—Oupnek’hat, Studio Anquetil Duperron, vol. ii. p. 216.
The last part of our work presents itself as the most serious, for it relates to the action of men, the matter which concerns every one directly and can be foreign or indifferent to none. It is indeed so characteristic of the nature of man to relate everything else to action, that in every systematic investigation he will always treat the part that has to do with action as the result or outcome of the whole work, so far, at least, as it interests him, and will therefore give his most serious attention to this part, even if to no other. In this respect the following part of our work would, in ordinary language, be called practical philosophy, in opposition to the theoretical, which has occupied us hitherto. But, in my opinion, all philosophy is theoretical, because it is essential to it that it should retain a purely contemplative attitude, and should investigate, not prescribe. To become, on the contrary, practical, to guide conduct, to transform character, are old claims, which with fuller insight it ought finally to give up. For here, where the worth or worthlessness of an existence, where salvation or damnation are in question, the dead conceptions of philosophy do not decide the matter, but the inmost nature of man himself, the Dæmon that guides him and that has not chosen him, but been chosen by him, as Plato would say; his intelligible character, as Kant expresses himself. Virtue cannot be taught any more than genius; indeed, for it the concept is just as unfruitful as it is in art, and in both cases can only be used as an instrument. It would, therefore, be just as absurd to expect that our moral systems and ethics will produce virtuous, noble, and holy men, as that our æsthetics will produce poets, painters, and musicians.
Philosophy can never do more than interpret and explain what is given. It can only bring to distinct abstract knowledge of the reason the nature of the world which in the concrete, that is, as feeling, expresses itself comprehensibly to every one. This, however, it does in every possible reference and from every point of view. Now, as this attempt has been made from other points of view in the three preceding books with the generality that is proper to philosophy, in this book the action of men will be considered in the same way; and this side of the world might, indeed, be considered the most important of all, not only subjectively, as I remarked above, but also objectively. In considering it I shall faithfully adhere to the method I have hitherto followed, and shall support myself by presupposing all that has already been advanced. There is, indeed, just one thought which forms the content of this whole work. I have endeavoured to work it out in all other spheres, and I shall now do so with regard to human action. I shall then have done all that is in my power to communicate it as fully as possible.
The given point of view, and the method of treatment announced, are themselves sufficient to indicate that in this ethical book no precepts, no doctrine of duty must be looked for; still less will a general moral principle be given, an universal receipt, as it were, for the production of all the virtues. Neither shall we talk of an “absolute ought,” for this contains a contradiction, as is explained in the Appendix; nor yet of a “law of freedom,” which is in the same position. In general, we shall not speak at all of “ought,” for this is how one speaks to children and to nations still in their childhood, but not to those who have appropriated all the culture of a full-grown age. It is a palpable contradiction to call the will free, and yet to prescribe laws for it according to which it ought to will. “Ought to will!”—wooden iron! But it follows from the point of view of our system that the will is not only free, but almighty. From it proceeds not only its action, but also its world; and as the will is, so does its action and its world become. Both are the self-knowledge of the will and nothing more. The will determines itself, and at the same time both its action and its
world; for besides it there is nothing, and these are the will itself. Only thus is the will truly autonomous, and from every other point of view it is heteronomous. Our philosophical endeavours can only extend to exhibiting and explaining the action of men in its inner nature and content, the various and even opposite maxims, whose living expression it is. This we shall do in connection with the preceding portion of our work, and in precisely the same way as we have hitherto explained the other phenomena of the world, and have sought to bring their inmost nature to distinct abstract knowledge. Our philosophy will maintain the same immanency in the case of action, as in all that we have hitherto considered. Notwithstanding Kant’s great doctrine, it will not attempt to use the forms of the phenomenon, the universal expression of which is the principle of sufficient reason, as a leaping-pole to jump over the phenomenon itself, which alone gives meaning to these forms, and land in the boundless sphere of empty fictions. But this actual world of experience, in which we are, and which is in us, remains both the material and the limits of our consideration: a world which is so rich in content that even the most searching investigation of which the human mind is capable
could not exhaust it. Since then the real world of experience will never fail to afford material and reality to our ethical investigations, any more than to those we have already conducted, nothing will be less needful than to take refuge in negative conceptions void of content, and then somehow or other make even ourselves believe that we are saying something when we speak with lifted eyebrows of “absolutes,” “infinites,” “supersensibles,” and whatever other mere negations of this sort there may be (ουδεν εστι, η το της στερησεως ονομα, μετα αμυδρας επινοιας—nihil est, nisi negationis nomen, cum obscura notione.—Jul. or. 5), instead of which it would be shorter to say at once cloud-cuckoo-town (νεφελοκοκκυγια): we shall not require to serve up covered empty dishes of this kind. Finally, we shall not in this book, any more than in those which have preceded it, narrate histories and give them out as philosophy. For we are of opinion that whoever supposes that the inner nature of the world can in any way, however plausibly disguised, be historically comprehended, is infinitely far from a philosophical knowledge of the world. Yet this is what is supposed whenever a “becoming,” or a “having become,” or an “about to become” enters into a theory of the nature of the world, whenever an earlier or a later
has the least place in it; and in this way a beginning and an end of the world, and the path it pursues between them, is, either openly or disguisedly, both sought for and found, and the individual who philosophises even recognises his own position on that path. Such historical philosophising in most cases produces a cosmogony which admits of many varieties, or else a system of emanations, a doctrine of successive disengagements from one being; or, finally, driven in despair from fruitless efforts upon these paths to the last path of all, it takes refuge in the converse doctrine of a constant becoming, springing up, arising, coming to light out of darkness, out of the hidden ground source or groundlessness, or whatever other nonsense of this sort there may be, which is most shortly disposed of with the remark that at the present moment a whole eternity, i.e., an endless time, has already passed, so that everything that can or ought to become must have already done so. For all such historical philosophy, whatever airs it may give itself, regards time just as if Kant had never lived, as a quality of the thing-in-itself, and thus stops at that which Kant calls the phenomenon in opposition to the thing-in-itself; which Plato calls the becoming and never being, in opposition
to the being and never becoming; and which, finally, is called in the Indian philosophy the web of Mâya. It is just the knowledge which belongs to the principle of sufficient reason, with which no one can penetrate to the inner nature of things, but endlessly pursues phenomena, moving without end or aim, like a squirrel in its wheel, till, tired out at last, he stops at some point or other arbitrarily chosen, and now desires to extort respect for it from others also. The genuine philosophical consideration of the world, i.e., the consideration that affords us a knowledge of its inner nature, and so leads us beyond the phenomenon, is precisely that method which does not concern itself with the whence, the whither, and the why of the world, but always and everywhere demands only the what; the method which considers things not according to any relation, not as becoming and passing away, in short, not according to one of the four forms of the principle of sufficient reason; but, on the contrary, just that which remains when all that belongs to the form of knowledge proper to that principle has been abstracted, the inner nature of the world, which always appears unchanged in all the relations, but is itself never subject to them, and has the Ideas of
the world as its object or material. From such knowledge as this proceeds philosophy, like art, and also, as we shall see in this book, that disposition of mind which alone leads to true holiness and to deliverance from the world.
The first three books will, it is hoped, have conveyed the distinct and certain knowledge that the world as idea is the complete mirror of the will, in which it knows itself in ascending grades of distinctness and completeness, the highest of which is man, whose nature, however, receives its complete expression only through the whole connected series of his actions. The self-conscious connection of these actions is made possible by reason, which enables a man constantly to survey the whole in the abstract.
The will, which, considered purely in itself, is without knowledge, and is merely a blind incessant impulse, as we see it appear in unorganised and vegetable nature and their laws, and also in the vegetative part of our own life, receives through the addition of the world as idea, which is developed in subjection to it, the knowledge of its own willing and of what it is that it wills. And this is nothing else than the world as idea, life, precisely as it exists. Therefore we called the phenomenal world the mirror of the will, its objectivity. And since what the will wills is always life, just because life is nothing but the representation of that willing for the idea, it is all one and a mere pleonism if, instead of simply saying “the will,” we say “the will to live.”
Will is the thing-in-itself, the inner content, the essence of the world. Life, the visible world, the phenomenon, is only the mirror of the will. Therefore life accompanies the will as inseparably as the shadow accompanies the body; and if will exists, so will life, the world, exist. Life is, therefore, assured to the will to live; and so long as we are filled with the will to live we need have no fear for our existence, even in the presence of death. It is true we see the individual come into being and pass away; but the individual is only phenomenal, exists only for the knowledge which is bound to the principle of sufficient reason, to the principio individuationis. Certainly, for this kind of knowledge, the individual receives his life as a gift, rises out of nothing, then suffers the loss of this gift through death, and returns again to nothing. But we desire to consider life philosophically, i.e., according to its Ideas, and in this sphere we shall find that neither the will, the thing-in-itself in all phenomena, nor the subject of knowing, that which perceives all phenomena, is affected at all by birth or by death. Birth and death belong merely to the phenomenon of will, thus to life; and it is essential to this to exhibit
itself in individuals which come into being and pass away, as fleeting phenomena appearing in the form of time—phenomena of that which in itself knows no time, but must exhibit itself precisely in the way we have said, in order to objectify its peculiar nature. Birth and death belong in like manner to life, and hold the balance as reciprocal conditions of each other, or, if one likes the expression, as poles of the whole phenomenon of life. The wisest of all mythologies, the Indian, expresses this by giving to the very god that symbolises destruction, death (as Brahma, the most sinful and the lowest god of the Trimurti, symbolises generation, coming into being, and Vishnu maintaining or preserving), by giving, I say, to Siva as an attribute not only the necklace of skulls, but also the lingam, the symbol of generation, which appears here as the counterpart of death, thus signifying that generation and death are essentially correlatives, which reciprocally neutralise and annul each other. It was precisely the same sentiment that led the Greeks and Romans to adorn their costly sarcophagi, just as we see them now, with feasts, dances, marriages, the chase, fights of wild beasts, bacchanalians, &c.; thus with representations of the full ardour of life, which they place before us not only in such revels
and sports, but also in sensual groups, and even go so far as to represent the sexual intercourse of satyrs and goats. Clearly the aim was to point in the most impressive manner away from the death of the mourned individual to the immortal life of nature, and thus to indicate, though without abstract knowledge, that the whole of nature is the phenomenon and also the fulfilment of the will to live. The form of this phenomenon is time, space, and causality, and by means of these individuation, which carries with it that the individual must come into being and pass away. But this no more affects the will to live, of whose manifestation the individual is, as it were, only a particular example or specimen, than the death of an individual injures the whole of nature. For it is not the individual, but only the species that Nature cares for, and for the preservation of which she so earnestly strives, providing for it with the utmost prodigality through the vast surplus of the seed and the great strength of the fructifying impulse. The individual, on the contrary, neither has nor can have any value for Nature, for her kingdom is infinite time and infinite space, and in these infinite multiplicity of possible individuals. Therefore she is always ready to
let the individual fall, and hence it is not only exposed to destruction in a thousand ways by the most insignificant accident, but originally destined for it, and conducted towards it by Nature herself from the moment it has served its end of maintaining the species. Thus Nature naïvely expresses the great truth that only the Ideas, not the individuals, have, properly speaking, reality, i.e., are complete objectivity of the will. Now, since man is Nature itself, and indeed Nature at the highest grade of its self-consciousness, but Nature is only the objectified will to live, the man who has comprehended and retained this point of view may well console himself, when contemplating his own death and that of his friends, by turning his eyes to the immortal life of Nature, which he himself is. This is the significance of Siva with the lingam, and of those ancient sarcophagi with their pictures of glowing life, which say to the mourning beholder, Natura non contristatur.
That generation and death are to be regarded as something belonging to life, and essential to this phenomenon of the will, arises also from the fact that they both exhibit themselves merely as higher powers of the expression of that in which all the rest of life consists. This is through and through nothing else than the constant change of matter in the fixed permanence of form; and this is what constitutes the transitoriness of the individual and the permanence of the species. Constant nourishment and renewal differ from generation only in degree, and constant excretion differs only in degree from death. The first shows itself most simply and distinctly in the plant. The plant is throughout a constant recurrence of the same impulse of its simplest fibre, which groups itself into leaf and branch. It is a systematic aggregate of similar plants supporting each other, whose constant reproduction is its single impulse. It ascends to the full satisfaction of this tendency through the grades of its metamorphosis, finally to the blossom and fruit, that compendium of its existence and effort in which it now attains, by a short way, to that which is its single aim, and at a stroke produces a thousand-fold what, up till then, it effected only in the particular case—the repetition of itself. Its earlier
growth and development stands in the same relation to its fruit as writing stands to printing. With the animal it is clearly quite the same. The process of nourishing is a constant reproduction; the process of reproduction is a higher power of nourishing. The pleasure which accompanies the act of procreation is a higher power of the agreeableness of the sense of life. On the other hand, excretion, the constant exhalation and throwing off of matter, is the same as that which, at a higher power, death, is the contrary of generation. And if here we are always content to retain the form without lamenting the discarded matter, we ought to bear ourselves in the same way if in death the same thing happens, in a higher degree and to the whole, as takes place daily and hourly in a partial manner in excretion: if we are indifferent to the one, we ought not to shrink from the other. Therefore, from this point of view, it appears just as perverse to desire the continuance of an individuality which will be replaced by other individuals as to desire the permanence of matter which will be replaced by other matter. It appears just as foolish to embalm the body as it would be carefully to preserve its excrement. As to the individual
consciousness which is bound to the individual body, it is absolutely interrupted every day by sleep. Deep sleep is, while it lasts, in no way different from death, into which, in fact, it often passes continuously, as in the case of freezing to death. It differs only with regard to the future, the awaking. Death is a sleep in which individuality is forgotten; everything else wakes again, or rather never slept.(64)
Above all things, we must distinctly recognise that the form of the phenomenon of will, the form of life or reality, is really only the present, not the future nor the past. The latter are only in the conception, exist only in the connection of knowledge, so far as it follows the principle of sufficient reason. No man has ever lived in the past, and none will live in the future; the present alone is the form of all life, and is its sure possession which can never be taken from it. The present always exists, together with its content. Both remain fixed without wavering, like the rainbow on the waterfall. For life is firm and certain in the will, and the present is firm and certain in life. Certainly, if we reflect on the thousands of years that are past, of the millions of men who lived in them, we ask, What were they? what has become of them? But, on the other hand, we need only recall our own past life and renew its scenes vividly in our imagination, and then ask again, What was all this? what has become of it? As it is with it, so is it with the life of those millions. Or should we suppose that the past could receive a new existence
because it has been sealed by death? Our own past, the most recent part of it, and even yesterday, is now no more than an empty dream of the fancy, and such is the past of all those millions. What was? What is? The will, of which life is the mirror, and knowledge free from will, which beholds it clearly in that mirror. Whoever has not yet recognised this, or will not recognise it, must add to the question asked above as to the fate of past generations of men this question also: Why he, the questioner, is so fortunate as to be conscious of this costly, fleeting, and only real present, while those hundreds of generations of men, even the heroes and philosophers of those ages, have sunk into the night of the past, and have thus become nothing; but he, his insignificant ego, actually exists? or more shortly, though somewhat strangely: Why this now, his now, is just now and was not long ago? Since he asks such strange questions, he regards his existence and his time as independent of each other, and the former as projected into the latter. He assumes indeed two nows—one which belongs to the object, the other which belongs to the subject, and marvels at the happy accident of their coincidence. But in
truth, only the point of contact of the object, the form of which is time, with the subject, which has no mode of the principle of sufficient reason as its form, constitutes the present, as is shown in the essay on the principle of sufficient reason. Now all object is the will so far as it has become idea, and the subject is the necessary correlative of the object. But real objects are only in the present; the past and the future contain only conceptions and fancies, therefore the present is the essential form of the phenomenon of the will, and inseparable from it. The present alone is that which always exists and remains immovable. That which, empirically apprehended, is the most transitory of all, presents itself to the metaphysical vision, which sees beyond the forms of empirical perception, as that which alone endures, the nunc stans of the schoolmen. The source and the supporter of its content is the will to live or the thing-in-itself,—which we are. That which constantly becomes and passes away, in that it has either already been or is still to be, belongs to the phenomenon as such on account of its forms, which make coming into being and passing away possible. Accordingly, we must think:—Quid fuit?—Quod est. Quid erit?—Quod fuit; and take it in
the strict meaning of the words; thus understand not simile but idem. For life is certain to the will, and the present is certain to life. Thus it is that every one can say, “I am once for all lord of the present, and through all eternity it will accompany me as my shadow: therefore I do not wonder where it has come from, and how it happens that it is exactly now.” We might compare time to a constantly revolving sphere; the half that was always sinking would be the past, that which was always rising would be the future; but the indivisible point at the top, where the tangent touches, would be the extensionless present. As the tangent does not revolve with the sphere, neither does the present, the point of contact of the object, the form of which is time, with the subject, which has no form, because it does not belong to the knowable, but is the condition of all that is knowable. Or, time is like an unceasing stream, and the present a rock on which the stream breaks itself, but does not carry away with it. The will, as thing-in-itself, is just as little subordinate to the principle of sufficient reason as the subject of knowledge, which, finally, in a certain regard is the
will itself or its expression. And as life, its own phenomenon, is assured to the will, so is the present, the single form of real life. Therefore we have not to investigate the past before life, nor the future after death: we have rather to know the present, the one form in which the will manifests itself.(65) It will not escape from the will, but neither will the will escape from it. If, therefore, life as it is satisfies, whoever affirms it in every way may regard it with confidence as endless, and banish the fear of death as an illusion that inspires him with the foolish dread that he can ever be robbed of the present, and foreshadows a time in which there is no present; an illusion with regard to time analogous to the illusion with regard to space through which every one imagines the position on the globe he happens to occupy as above, and all other places as below. In the same way every one links the present to his own individuality, and imagines that all present is extinguished with it; that then past and future might be without a present. But as on the surface of the globe every place is above, so the form of all life is the present, and to fear death
because it robs us of the present, is just as foolish as to fear that we may slip down from the round globe upon which we have now the good fortune to occupy the upper surface. The present is the form essential to the objectification of the will. It cuts time, which extends infinitely in both directions, as a mathematical point, and stands immovably fixed, like an everlasting mid-day with no cool evening, as the actual sun burns without intermission, while it only seems to sink into the bosom of night. Therefore, if a man fears death as his annihilation, it is just as if he were to think that the sun cries out at evening, “Woe is me! for I go down into eternal night.”(66) And conversely, whoever is oppressed with the burden of life, whoever desires life and affirms it, but abhors its torments, and especially can no longer endure the hard lot that has fallen to himself, such a man has no deliverance to hope for from death, and cannot right himself by suicide. The cool shades of Orcus allure him only with the false appearance of a haven of rest. The earth rolls from day into night, the individual dies, but the sun itself shines without intermission, an eternal noon. Life is assured to the will
to live; the form of life is an endless present, no matter how the individuals, the phenomena of the Idea, arise and pass away in time, like fleeting dreams. Thus even already suicide appears to us as a vain and therefore a foolish action; when we have carried our investigation further it will appear to us in a still less favourable light.
Dogmas change and our knowledge is deceptive; but Nature never errs, her procedure is sure, and she never conceals it. Everything is entirely in Nature, and Nature is entire in everything. She has her centre in every brute. It has surely found its way into existence, and it will surely find its way out of it. In the meantime it lives, fearless and without care, in the presence of annihilation, supported by the consciousness that it is Nature herself, and imperishable as she is. Man alone carries about with him, in abstract conceptions, the certainty of his death; yet this can only trouble him very rarely, when for a single moment some occasion calls it up to his imagination. Against the mighty voice of Nature reflection can do little. In man, as in the brute which does not think, the certainty that springs from his inmost consciousness that he himself is Nature, the world, predominates as a lasting frame of mind; and on account of this no man is observably disturbed by the thought of certain and never-distant death, but lives as if he would live for ever. Indeed this is carried so far that we may say that no one has really a lively conviction of the certainty of his death, otherwise there would be no great difference between his frame of mind and that of a condemned criminal. Every one recognises that certainty in the abstract and theoretically, but lays it aside like other theoretical truths which are not applicable to practice, without really receiving it into his living consciousness. Whoever carefully considers this peculiarity of human character will see that the psychological explanations of it, from habit and acquiescence in the inevitable, are by no means sufficient, and that its true explanation lies in the deeper ground we have given. The same fact explains the circumstance that at all times and among all peoples dogmas of some kind or other relating to the continued existence of the individual after death arise, and are believed in, although the evidence in support of them must always be very insufficient, and the evidence against them forcible and varied. But, in truth, this really requires no proof, but is recognised by the healthy understanding as a fact, and confirmed by the confidence that Nature never lies any more than she errs, but openly exhibits and naïvely expresses her action and her nature, while only we ourselves obscure it by our folly, in order to establish what is agreeable to our limited point of view.
But this that we have brought to clearest consciousness, that although the particular phenomenon of the will has a temporal beginning and end, the will itself as thing-in-itself is not affected by it, nor yet the correlative of all object, the knowing but never known subject, and that life is always assured to the will to live—this is not to be numbered with the doctrines of immortality. For permanence has no more to do with the will or with the pure subject of knowing, the eternal eye of the world, than transitoriness, for both are predicates that are only valid in time, and the will and the pure subject of knowing lie outside time. Therefore the egoism of the individual (this particular phenomenon of will enlightened by the subject of knowing) can extract as little nourishment and consolation for his wish to endure through endless time from the view we have expressed, as he could from the knowledge that after his death the rest of the eternal world would continue to exist, which is just the expression of the same view considered objectively, and therefore temporally. For every individual is transitory only as phenomenon, but as thing-in-itself is timeless, and therefore endless. But it is also only as phenomenon that an individual is distinguished from the other things of the
world; as thing-in-itself he is the will which appears in all, and death destroys the illusion which separates his consciousness from that of the rest: this is immortality. His exemption from death, which belongs to him only as thing-in-itself, is for the phenomenon one with the immortality of the rest of the external world.(67) Hence also, it arises that although the inward and merely felt consciousness of that which we have raised to distinct knowledge is indeed, as we have said, sufficient to prevent the thought of death from poisoning the life of the rational being, because this consciousness is the basis of that love of life which maintains everything living, and enables it to live on at ease as if there were no such thing as death, so long as it is face to face with life, and turns its attention to it, yet it will not prevent the individual from being seized with the fear of death, and trying in every way to escape from it, when it presents itself to him in some particular real case, or even only in his imagination, and he is compelled to contemplate it. For just as, so long as his knowledge was directed to life as such, he was obliged to recognise immortality in it, so when death is brought before
his eyes, he is obliged to recognise it as that which it is, the temporal end of the particular temporal phenomenon. What we fear in death is by no means the pain, for it lies clearly on this side of death, and, moreover, we often take refuge in death from pain, just as, on the contrary, we sometimes endure the most fearful suffering merely to escape death for a while, although it would be quick and easy. Thus we distinguish pain and death as two entirely different evils. What we fear in death is the end of the individual, which it openly professes itself to be, and since the individual is a particular objectification of the will to live itself, its whole nature struggles against death. Now when feeling thus exposes us helpless, reason can yet step in and for the most part overcome its adverse influence, for it places us upon a higher standpoint, from which we no longer contemplate the particular but the whole. Therefore a philosophical knowledge of the nature of the world, which extended to the point we have now reached in this work but went no farther, could even at this point of view overcome the terror of death in the measure in which reflection had power over direct feeling in the given individual. A
man who had thoroughly assimilated the truths we have already advanced, but had not come to know, either from his own experience or from a deeper insight, that constant suffering is essential to life, who found satisfaction and all that he wished in life, and could calmly and deliberately desire that his life, as he had hitherto known it, should endure for ever or repeat itself ever anew, and whose love of life was so great that he willingly and gladly accepted all the hardships and miseries to which it is exposed for the sake of its pleasures,—such a man would stand “with firm-knit bones on the well-rounded, enduring earth,” and would have nothing to fear. Armed with the knowledge we have given him, he would await with indifference the death that hastens towards him on the wings of time. He would regard it as a false illusion, an impotent spectre, which frightens the weak but has no power over him who knows that he is himself the will of which the whole world is the objectification or copy, and that therefore he is always certain of life, and also of the present, the peculiar and only form of the phenomenon of the will. He could not be terrified by an endless past or future in which he would not
be, for this he would regard as the empty delusion of the web of Mâya. Thus he would no more fear death than the sun fears the night. In the “Bhagavad-Gita” Krishna thus raises the mind of his young pupil Arjuna, when, seized with compunction at the sight of the arrayed hosts (somewhat as Xerxes was), he loses heart and desires to give up the battle in order to avert the death of so many thousands. Krishna leads him to this point of view, and the death of those thousands can no longer restrain him; he gives the sign for battle. This point of view is also expressed by Goethe’s Prometheus, especially when he says—
“Here sit I, form mankind In my own image, A race like to myself, To suffer and to weep, Rejoice, enjoy, And heed thee not, As I.” The philosophy of Bruno and that of Spinoza might also lead any one to this point of view whose conviction was not shaken and weakened by their errors and imperfections. That of Bruno has properly no ethical theory at all, and the theory contained in the philosophy of Spinoza does not really proceed from the inner nature of his doctrine, but is merely tacked on to it by means of weak and palpable sophisms, though in itself it is praiseworthy and beautiful. Finally, there are many men who would occupy this point of view if their knowledge kept pace with their will, i.e., if, free from all illusion, they were in a position to become clearly and distinctly themselves. For this is, for knowledge, the point of view of the complete assertion of the will to live.
That the will asserts itself means, that while in its objectivity, i.e., in the world and life, its own nature is completely and distinctly given it as idea, this knowledge does not by any means check its volition; but this very life, so known, is willed as such by the will with knowledge, consciously and deliberately, just as up to this point it willed it as blind effort without knowledge. The opposite of this, the denial of the will to live, shows itself if, when that knowledge is attained, volition ends, because the particular known phenomena no longer act as motives for willing, but the whole knowledge of the nature of the world, the mirror of the will, which has grown up through the comprehension of the Ideas, becomes a quieter of the will; and thus free, the will suppresses itself. These quite unfamiliar conceptions are difficult to understand when expressed in this general way, but it is hoped they will become clear through the exposition we shall give presently, with special reference to action, of the phenomena in which, on the one hand, the assertion in its different grades, and, on the other hand, the denial, expresses itself. For both proceed from knowledge, yet not from abstract knowledge, which is expressed in words, but from living knowledge, which is expressed in action and behaviour alone, and is independent of the dogmas which at the same time occupy the reason as abstract knowledge. To exhibit them both, and bring them to distinct knowledge of the reason, can alone be my aim, and not to prescribe or recommend the one or the other, which would be as foolish as it would be useless; for the will in itself is absolutely free and entirely self-determining, and for it there is no law. But before we go on to the exposition referred to, we must first explain and more exactly define this freedom and its relation to necessity. And also, with regard to the life, the assertion and denial of which is our problem, we must insert a few general remarks connected with the will and its objects. Through all this we shall facilitate the apprehension of the inmost nature of the knowledge we are aiming at, of the ethical significance of methods of action.
Since, as has been said, this whole work is only the unfolding of a single thought, it follows that all its parts have the most intimate connection with each other. Not merely that each part stands in a necessary relation to what immediately precedes it, and only presupposes a recollection of that by the reader, as is the case with all philosophies which consist merely of a series of inferences, but that every part of the whole work is related to every other part and presupposes it. It is, therefore, necessary that the reader should remember not only what has just been said, but all the earlier parts of the work, so that he may be able to connect them with what he is reading, however much may have intervened. Plato also makes this demand upon his readers through the intricate digressions of his dialogues, in which he only returns to the leading thought after long episodes, which illustrate and explain it. In our case this demand is necessary; for the breaking up of our one single thought into its many aspects is indeed the only means of imparting it, though not essential to the thought itself, but merely an artificial form. The division of four principal points of view into four books, and the most careful bringing together of all that is related and homogeneous, assists the exposition and its comprehension; yet the material absolutely does not admit of an advance in a straight line, such as the progress of history, but necessitates a more complicated exposition. This again makes a repeated study of the book necessary, for thus alone does the connection of all the parts with each other become distinct, and only then do they all mutually throw light upon each other and become quite clear.(68)
That the will as such is free, follows from the fact that, according to our view, it is the thing-in-itself, the content of all phenomena. The phenomena, on the other hand, we recognise as absolutely subordinate to the principle of sufficient reason in its four forms. And since we know that necessity is throughout identical with following from given grounds, and that these are convertible conceptions, all that belongs to the phenomenon, i.e., all that is object for the knowing subject as individual, is in one aspect reason, and in another aspect consequent; and in this last capacity is determined with absolute necessity, and can, therefore, in no respect be other than it is. The whole content of Nature, the collective sum of its phenomena, is thus throughout necessary, and the necessity of every part, of every phenomenon, of every event, can always be proved, because it must be possible to find the reason from which it follows as a consequent. This admits of no exception: it follows from the unrestricted validity of the principle of sufficient reason. In another aspect, however, the same world is for us, in all its phenomena, objectivity of will. And the will, since it is not phenomenon, is not idea or object, but thing-in-itself, and is not subordinate to the principle of sufficient reason,
the form of all object; thus is not determined as a consequent through any reason, knows no necessity, i.e., is free. The concept of freedom is thus properly a negative concept, for its content is merely the denial of necessity, i.e., the relation of consequent to its reason, according to the principle of sufficient reason. Now here lies before us in its most distinct form the solution of that great contradiction, the union of freedom with necessity, which has so often been discussed in recent times, yet, so far as I know, never clearly and adequately. Everything is as phenomenon, as object, absolutely necessary: in itself it is will, which is perfectly free to all eternity. The phenomenon, the object, is necessarily and unalterably determined in that chain of causes and effects which admits of no interruption. But the existence in general of this object, and its specific nature, i.e., the Idea which reveals itself in it, or, in other words, its character, is a direct manifestation of will. Thus, in conformity with the freedom of this will, the object might not be at all, or it might be originally and essentially something quite different from what it is, in which case, however, the whole chain of which it is a link, and which is itself a manifestation of the
same will, would be quite different also. But once there and existing, it has entered the chain of causes and effects, is always necessarily determined in it, and can, therefore, neither become something else, i.e., change itself, nor yet escape from the chain, i.e., vanish. Man, like every other part of Nature, is objectivity of the will; therefore all that has been said holds good of him. As everything in Nature has its forces and qualities, which react in a definite way when definitely affected, and constitute its character, man also has his character, from which the motives call forth his actions with necessity. In this manner of conduct his empirical character reveals itself, but in this again his intelligible character, the will in itself, whose determined phenomenon he is. But man is the most complete phenomenon of will, and, as we explained in the Second Book, he had to be enlightened with so high a degree of knowledge in order to maintain himself in existence, that in it a perfectly adequate copy or repetition of the nature of the world under the form of the idea became possible: this is the comprehension of the Ideas, the pure mirror of the world, as we learnt in the Third Book. Thus in man the will can attain to full self-consciousness, to
distinct and exhaustive knowledge of its own nature, as it mirrors itself in the whole world. We saw in the preceding book that art springs from the actual presence of this degree of knowledge; and at the end of our whole work it will further appear that, through the same knowledge, in that the will relates it to itself, a suppression and self-denial of the will in its most perfect manifestation is possible. So that the freedom which otherwise, as belonging to the thing-in-itself, can never show itself in the phenomenon, in such a case does also appear in it, and, by abolishing the nature which lies at the foundation of the phenomenon, while the latter itself still continues to exist in time, it brings about a contradiction of the phenomenon with itself, and in this way exhibits the phenomena of holiness and self-renunciation. But all this can only be fully understood at the end of this book. What has just been said merely affords a preliminary and general indication of how man is distinguished from all the other phenomena of will by the fact that freedom, i.e., independence of the principle of sufficient reason, which only belongs to the will as thing-in-itself, and contradicts the phenomenon, may yet possibly, in his case, appear in the phenomenon also, where, however,
it necessarily exhibits itself as a contradiction of the phenomenon with itself. In this sense, not only the will in itself, but man also may certainly be called free, and thus distinguished from all other beings. But how this is to be understood can only become clear through all that is to follow, and for the present we must turn away from it altogether. For, in the first place, we must beware of the error that the action of the individual definite man is subject to no necessity, i.e., that the power of the motive is less certain than the power of the cause, or the following of the conclusion from the premises. The freedom of the will as thing-in-itself, if, as has been said, we abstract from the entirely exceptional case mentioned above, by no means extends directly to its phenomenon, not even in the case in which this reaches the highest made of its visibility, and thus does not extend to the rational animal endowed with individual character, i.e., the person. The person is never free although he is the phenomenon of a free will; for he is already the determined phenomenon of the free volition of this will, and, because he enters the form of every object, the principle of sufficient reason, he develops indeed the unity
of that will in a multiplicity of actions, but on account of the timeless unity of that volition in itself, this multiplicity exhibits in itself the regular conformity to law of a force of Nature. Since, however, it is that free volition that becomes visible in the person and the whole of his conduct, relating itself to him as the concept to the definition, every individual action of the person is to be ascribed to the free will, and directly proclaims itself as such in consciousness. Therefore, as was said in the Second Book, every one regards himself a priori (i.e., here in this original feeling) as free in his individual actions, in the sense that in every given case every action is possible for him, and he only recognises a posteriori from experience and reflection upon experience that his actions take place with absolute necessity from the coincidence of his character with his motives. Hence it arises that every uncultured man, following his feeling, ardently defends complete freedom in particular actions, while the great thinkers of all ages, and indeed the more profound systems of religion, have denied it. But whoever has come to see clearly that the whole nature of man is will, and he himself only a phenomenon of this will, and that such a phenomenon has,
even from the subject itself, the principle of sufficient reason as its necessary form, which here appears as the law of motivation,—such a man will regard it as just as absurd to doubt the inevitable nature of an action when the motive is presented to a given character, as to doubt that the three angles of any triangle are together equal to two right angles. Priestley has very sufficiently proved the necessity of the individual action in his “Doctrine of Philosophical Necessity;” but Kant, whose merit in this respect is specially great, first proved the coexistence of this necessity with the freedom of the will in itself, i.e., apart from the phenomenon,(69) by establishing the distinction between the intelligible and the empirical character. I entirely adhere to this distinction, for the former is the will as thing-in-itself so far as it appears in a definite individual in a definite grade, and the latter is this phenomenon itself as it exhibits itself in time in the mode of action, and in space in the physical structure. In order to make the relation of the two comprehensible, the best expression is that which I have already used in the introductory essay, that the intelligible character of every man is to be regarded as an act of will outside time, and therefore indivisible
and unchangeable, and the manifestation of this act of will developed and broken up in time and space and all the forms of the principle of sufficient reason is the empirical character as it exhibits itself for experience in the whole conduct and life of this man. As the whole tree is only the constantly repeated manifestation of one and the same tendency, which exhibits itself in its simplest form in the fibre, and recurs and is easily recognised in the construction of the leaf, shoot, branch, and trunk, so all a man’s deeds are merely the constantly repeated expression, somewhat varied in form, of his intelligible character, and the induction based on the sum of all these expressions gives us his empirical character. For the rest, I shall not at this point repeat in my own words Kant’s masterly exposition, but presuppose it as known.
In the year 1840 I dealt with the important chapter on the freedom of the will, thoroughly and in detail, in my crowned prize-essay upon the subject, and exposed the reason of the delusion which led men to imagine that they found an empirically given absolute freedom of the will, that is to say, a liberum arbitrium indifferentiæ, as a fact in self-consciousness; for the question propounded for the essay was with great insight directed to this point. Therefore, as I refer the reader to that work, and also to the tenth paragraph of the prize-essay on the basis of morals, which was published along with it under the title “The Two Fundamental Problems of Ethics,” I now omit the incomplete exposition of the necessity of the act of will, which was given at this place in the first edition. Instead of it I shall explain the delusion mentioned above in a brief discussion which is presupposed in the nineteenth chapter of the supplement to the present work, and therefore could not be given in the prize-essay referred to.
Apart from the fact that the will as the true thing-in-itself is actually original and independent, and that the feeling of its originality and absoluteness must accompany its acts in self-consciousness, though here they are already determined, there arises the illusion of an empirical freedom of the will (instead of the transcendental freedom which alone is to be attributed to it), and thus a freedom of its particular actions, from that attitude of the intellect towards the will which is explained, separated, and subordinated in the nineteenth chapter of the supplement, especially under No. 3. The intellect knows the conclusions of the will only a posteriori and empirically; therefore when a choice is presented, it has no data as to how the will is to decide. For the intelligible character, by virtue of which, when motives are given, only one decision is possible and is therefore necessary, does not come within the knowledge of the intellect, but merely the empirical character is known to it through the succession of its particular acts. Therefore it seems to the intellect that in a given case two opposite decisions are possible for the will. But this is just the same thing as if we were to say of a perpendicular beam that has lost its balance, and is hesitating which way to fall,
“It can fall either to the right hand or the left.” This can has merely a subjective significance, and really means “as far as the data known to us are concerned.” Objectively, the direction of the fall is necessarily determined as soon as the equilibrium is lost. Accordingly, the decision of one’s own will is undetermined only to the beholder, one’s own intellect, and thus merely relatively and subjectively for the subject of knowing. In itself and objectively, on the other hand, in every choice presented to it, its decision is at once determined and necessary. But this determination only comes into consciousness through the decision that follows upon it. Indeed, we receive an empirical proof of this when any difficult and important choice lies before us, but only under a condition which is not yet present, but merely hoped for, so that in the meanwhile we can do nothing, but must remain passive. Now we consider how we shall decide when the circumstances occur that will give us a free activity and choice. Generally the foresight of rational deliberation recommends one decision, while direct inclination leans rather to the other. So long as we are compelled to remain passive, the side of reason seems to wish to keep the upper hand; but we see beforehand how strongly the other
side will influence us when the opportunity for action arises. Till then we are eagerly concerned to place the motives on both sides in the clearest light, by calm meditation on the pro et contra, so that every motive may exert its full influence upon the will when the time arrives, and it may not be misled by a mistake on the part of the intellect to decide otherwise than it would have done if all the motives had their due influence upon it. But this distinct unfolding of the motives on both sides is all that the intellect can do to assist the choice. It awaits the real decision just as passively and with the same intense curiosity as if it were that of a foreign will. Therefore from its point of view both decisions must seem to it equally possible; and this is just the illusion of the empirical freedom of the will. Certainly the decision enters the sphere of the intellect altogether empirically, as the final conclusion of the matter; but yet it proceeded from the inner nature, the intelligible character, of the individual will in its conflict with given motives, and therefore with complete necessity. The intellect can do nothing more than bring out clearly and fully the nature of the motives; it cannot determine the
will itself; for the will is quite inaccessible to it, and, as we have seen, cannot be investigated.
If, under the same circumstances, a man could act now one way and now another, it would be necessary that his will itself should have changed in the meantime, and thus that it should lie in time, for change is only possible in time; but then either the will would be a mere phenomenon, or time would be a condition of the thing-in-itself. Accordingly the dispute as to the freedom of the particular action, the liberum arbitrium indifferentiæ, really turns on the question whether the will lies in time or not. If, as both Kant’s doctrine and the whole of my system necessitates, the will is the thing-in-itself outside time and outside every form of the principle of sufficient reason, not only must the individual act in the same way in the same circumstances, and not only must every bad action be the sure warrant of innumerable others, which the individual must perform and cannot leave, but, as Kant said, if only the empirical character and the motives were completely given, it would be possible to calculate the future conduct of a man just as we can calculate an eclipse of the sun or moon. As Nature is consistent, so is the character; every action must take place in accordance with it, just as every phenomenon takes place according to a law of Nature: the causes in the latter case and the motives in the former are merely the occasional causes, as was shown in the Second Book. The will, whose phenomenon is the whole being and life of man, cannot deny itself in the particular case, and what the man wills on the whole, that will he also will in the particular case.
The assertion of an empirical freedom of the will, a liberum arbitrium indifferentiæ, agrees precisely with the doctrine that places the inner nature of man in a soul, which is originally a knowing, and indeed really an abstract thinking nature, and only in consequence of this a willing nature—a doctrine which thus regards the will as of a secondary or derivative nature, instead of knowledge which is really so. The will indeed came to be regarded as an act of thought, and to be identified with the judgment, especially by Descartes and Spinoza. According to this doctrine every man must become what he is only through his knowledge; he must enter the world as a moral cipher come to know the things in it, and thereupon determine to be this or that, to act thus or thus, and may also through new knowledge achieve a new course of action, that is to say, become another person. Further, he must first know a thing to be good, and in consequence of this will it, instead of first willing it, and in consequence of this calling it good. According to my fundamental point of view, all this is a reversal of the true relation. Will is first and original; knowledge is merely added to it as an instrument belonging to the phenomenon of will. Therefore every man is what he is through his will, and his character is original, for willing is the basis of his nature. Through the knowledge which is added to it he comes to know in the course of experience what he is, i.e., he learns his character. Thus he knows himself in consequence of and in accordance with the nature of his will, instead of willing in consequence of and in accordance with his knowing. According to the latter view, he would only require to consider how he would like best to be, and he would be it; that is its doctrine of the freedom of the will. Thus it consists really in this, that a man is his own work guided by the light of knowledge. I, on the contrary, say that he is his own work before all knowledge, and knowledge is merely added to it to enlighten it. Therefore he cannot resolve to be this or that, nor can he become other than he is; but he is once for all, and he knows in the course of experience what he is. According to one doctrine he wills what he knows, and according to the other he knows what he wills.
The Greeks called the character ηθος, and its expression, i.e., morals, ηθη. But this word comes from εθος, custom; they chose it in order to express metaphorically the constancy of character through the constancy of custom. Το γαρ ηθος απο του εθους εχει την επωνυμιαν. ηθικε γαρ καλειται δια το εθιζεσθαι (a voce ηθος, i.e., consuetudo ηθος est appellatum: ethica ergo dicta est απο του εθιζεσθαι, sivi ab assuescendo) says Aristotle (Eth. Magna, i. 6, p. 1186, and Eth. Eud., p. 1220, and Eth. Nic., p. 1103, ed. Ber.) Stobæus quotes: οἱ δε κατα Ζηνωνα τροπικως; ηθος εστι πηγη βιου αφ᾽ ἡς αἱ κατα μερος πραξεις ρεουσι (Stoici autem, Zenonis castra sequentes, metaphorice ethos definiunt vitæ fontem, e quo singulæ manant actiones), ii. ch. 7. In Christian theology we find the dogma of predestination in consequence of election and non-election (Rom. ix. 11-24), clearly originating from the knowledge that man does not change himself, but his life and conduct, i.e., his empirical character, is only the unfolding of his intelligible character, the development of decided and unchangeable natural dispositions recognisable even in the child; therefore, as it were, even at his birth his conduct is firmly determined, and remains essentially the same to the end. This we entirely agree with; but certainly the consequences which followed from the union of this perfectly correct insight with the dogmas that already existed in Jewish theology, and which now gave rise to the great difficulty, the Gordian knot upon which most of the controversies of the Church turned, I do not undertake to defend, for even the Apostle Paul scarcely succeeded in doing so by means of his simile of the potter’s vessels which he invented for the purpose, for the result he finally arrived at was nothing else than this:—
“Let mankind Fear the gods! They hold the power In everlasting hands: And they can use it As seems good to them.” Such considerations, however, are really foreign to our subject. Some explanation as to the relation between the character and the knowledge in which all its motives lie, will now be more to the point.
The motives which determine the manifestation of the character or conduct influence it through the medium of knowledge. But knowledge is changeable, and often vacillates between truth and error, yet, as a rule, is rectified more and more in the course of life, though certainly in very different degrees. Therefore the conduct of a man may be observably altered without justifying us in concluding that his character has been changed. What the man really and in general wills, the striving of his inmost nature, and the end he pursues in accordance with it, this we can never change by influence upon him from without by instruction, otherwise we could transform him. Seneca says admirably, velle non discitur; whereby he preferred truth to his Stoic philosophers, who taught διδακτην ειναι την αρετην (doceri posse virtutem). From without the will can only be affected by motives. But these can never change the will itself; for they have power over it only under the presupposition that it is precisely such as it is. All that they can do is thus to alter the direction of its effort, i.e., bring it about that it shall seek in another way than it has hitherto done that which it invariably seeks. Therefore instruction, improved knowledge, in other words, influence from without, may indeed teach the will that it erred in the means it employed, and can therefore bring it about that the end after which it strives once for all according to its inner nature shall be pursued on an entirely different path and in an entirely different object from what has hitherto been the case. But it can never bring about that the will shall will something actually different from what it has hitherto willed; this remains unchangeable, for the will is simply this willing itself, which would have to be abolished. The former, however, the possible modification of knowledge, and through knowledge of conduct, extends so far that the will seeks to attain its unalterable end, for example, Mohammed’s paradise, at one time in the real world, at another time in a world of imagination, adapting the means to each, and thus in the first case applying prudence, might, and fraud, and in the second case, abstinence, justice, alms, and pilgrimages to Mecca. But its effort itself has not therefore changed, still less the will itself. Thus, although its action certainly shows itself very different at different times, its willing has yet remained precisely the same. Velle non discitur.
For motives to act, it is necessary not only that they should be present, but that they should be known; for, according to a very good expression of the schoolmen, which we referred to once before, causa finalis movet non secundum suum esse reale; sed secundum esse cognitum. For example, in order that the relation may appear that exists in a given man between egoism and sympathy, it is not sufficient that he should possess wealth and see others in want, but he must also know what he can do with his wealth, both for himself and for others: not only must the suffering of others be presented to him, but he must know both what suffering and also what pleasure is. Perhaps, on a first occasion, he did not know all this so well as on a second; and if, on a similar occasion, he acts differently, this arises simply from the fact that the circumstances were really different, as regards the part of them that depends on his knowing them, although they seem to be the same. As ignorance of actually existing circumstances robs them of their influence, so, on the other hand, entirely imaginary circumstances may act as if they were real, not only in the case of a particular deception, but also in general and continuously.
For example, if a man is firmly persuaded that every good action will be repaid him a hundredfold in a future life, such a conviction affects him in precisely the same way as a good bill of exchange at a very long date, and he can give from mere egoism, as from another point of view he would take from egoism. He has not changed himself: velle non discitur. It is on account of this great influence of knowledge upon action, while the will remains unchangeable, that the character develops and its different features appear only little by little. Therefore it shows itself different at every period of life, and an impetuous, wild youth may be succeeded by a staid, sober, manly age. Especially what is bad in the character will always come out more strongly with time, yet sometimes it occurs that passions which a man gave way to in his youth are afterwards voluntarily restrained, simply because the motives opposed to them have only then come into knowledge. Hence, also, we are all innocent to begin with, and this merely means that neither we nor others know the evil of our own nature; it only appears with the motives, and only in time do the motives appear in knowledge. Finally we come to know ourselves as quite different
from what a priori we supposed ourselves to be, and then we are often terrified at ourselves.
Repentance never proceeds from a change of the will (which is impossible), but from a change of knowledge. The essential and peculiar in what I have always willed I must still continue to will; for I myself am this will which lies outside time and change. I can therefore never repent of what I have willed, though I can repent of what I have done; because, led by false conceptions, I did something that was not in conformity with my will. The discovery of this through fuller knowledge is repentance. This extends not merely to worldly wisdom, to the choice of the means, and the judgment of the appropriateness of the end to my own will, but also to what is properly ethical. For example, I may have acted more egotistically than is in accordance with my character, led astray by exaggerated ideas of the need in which I myself stood, or of the craft, falseness, and wickedness of others, or because I hurried too much, i.e., acted without deliberation, determined not by motives distinctly known in abstracto, but by merely perceived motives, by the present and the emotion which it excited, and which was so strong that I had not properly the use of my reason; but the return of reflection is thus here also merely corrected knowledge, and
from this repentance may proceed, which always proclaims itself by making amends for the past, as far as is possible. Yet it must be observed that, in order to deceive themselves, men prearrange what seem to be hasty errors, but are really secretly considered actions. For we deceive and flatter no one through such fine devices as ourselves. The converse of the case we have given may also occur. I may be misled by too good an opinion of others, or want of knowledge of the relative value of the good things of life, or some abstract dogma in which I have since lost faith, and thus I may act less egotistically than is in keeping with my character, and lay up for myself repentance of another kind. Thus repentance is always corrected knowledge of the relation of an act to its special intention. When the will reveals its Ideas in space alone, i.e., through mere form, the matter in which other Ideas—in this case natural forces—already reign, resists the will, and seldom allows the form that is striving after visibility to appear in perfect purity and distinctness, i.e., in perfect beauty. And there is an analogous hindrance to the will as it reveals itself in time alone, i.e., through actions, in the knowledge which seldom gives it the data
quite correctly, so that the action which takes place does not accurately correspond to the will, and leads to repentance. Repentance thus always proceeds from corrected knowledge, not from the change of the will, which is impossible. Anguish of conscience for past deeds is anything but repentance. It is pain at the knowledge of oneself in one’s inmost nature, i.e., as will. It rests precisely on the certainty that we have still the same will. If the will were changed, and therefore the anguish of conscience mere repentance, it would cease to exist. The past could then no longer give us pain, for it exhibited the expressions of a will which is no longer that of him who has repented. We shall explain the significance of anguish of conscience in detail farther on.
The influence which knowledge, as the medium of motives, exerts, not indeed upon the will itself, but upon its appearance in actions, is also the source of the principal distinction between the action of men and that of brutes, for their methods of knowledge are different. The brute has only knowledge of perception, the man, through reason, has also abstract ideas, conceptions. Now, although man and brute are with equal necessity determined by their motives, yet man, as distinguished from the brute, has a complete choice, which has often been regarded as a freedom of the will in particular actions, although it is nothing but the possibility of a thoroughly-fought-out battle between several motives, the strongest of which then determines it with necessity. For this the motives must have assumed the form of abstract thoughts, because it is really only by means of these that deliberation, i.e., a weighing of opposite reasons for action, is possible. In the case of the brute there can only be a choice between perceptible motives presented to it, so that the choice is limited to the narrow sphere of its present sensuous perception. Therefore the necessity of the determination of the will by the motive, which is like that of the effect by the cause, can be exhibited perceptibly and directly only in the
case of the brutes, because here the spectator has the motives just as directly before his eyes as their effect; while in the case of man the motives are almost always abstract ideas, which are not communicated to the spectator, and even for the actor himself the necessity of their effect is hidden behind their conflict. For only in abstracto can several ideas, as judgments and chains of conclusions, lie beside each other in consciousness, and then, free from all determination of time, work against each other till the stronger overcomes the rest and determines the will. This is the complete choice or power of deliberation which man has as distinguished from the brutes, and on account of which freedom of the will has been attributed to him, in the belief that his willing is a mere result of the operations of his intellect, without a definite tendency which serves as its basis; while, in truth, the motives only work on the foundation and under the presupposition of his definite tendency, which in his case is individual, i.e., a character. A fuller exposition of this power of deliberation, and the difference between human and brute choice which is introduced by it, will be found in the “Two Fundamental Problems of Ethics” (1st edition, p. 35, et seq.; 2d edition, p.
34, et seq.), to which I therefore refer. For the rest, this power of deliberation which man possesses is one of those things that makes his existence so much more miserable than that of the brute. For in general our greatest sufferings do not lie in the present as ideas of perception or as immediate feelings; but in the reason, as abstract conceptions, painful thoughts, from which the brute, which lives only in the present, and therefore in enviable carelessness, is entirely free.
It seems to have been the dependence, which we have shown, of the human power of deliberation upon the faculty of abstract thinking, and thus also of judging and drawing conclusions also, that led both Descartes and Spinoza to identify the decisions of the will with the faculty of asserting and denying (the faculty of judgment). From this Descartes deduced the doctrine that the will, which, according to him, is indifferently free, is the source of sin, and also of all theoretical error. And Spinoza, on the other hand, concluded that the will is necessarily determined by the motives, as the judgment is by the reasons.(70) The latter doctrine is in a sense true, but it appears as a true conclusion from false premises.
The distinction we have established between the ways in which the brutes and man are respectively moved by motives exerts a very wide influence upon the nature of both, and has most to do with the complete and obvious differences of their existence. While an idea of perception is in every case the motive which determines the brute, the man strives to exclude this kind of motivation altogether, and to determine himself entirely by abstract ideas. Thus he uses his prerogative of reason to the greatest possible advantage. Independent of the present, he neither chooses nor avoids the passing pleasure or pain, but reflects on the consequences of both. In most cases, setting aside quite insignificant actions, we are determined by abstract, thought motives, not present impressions. Therefore all particular privation for the moment is for us comparatively light, but all renunciation is terribly hard; for the former only concerns the fleeting present, but the latter concerns the future, and includes in itself innumerable privations, of which it is the equivalent. The causes of our pain, as of our pleasure, lie for the most part, not in the real present, but merely in abstract thoughts. It is these which are often unbearable to us—inflict torments in comparison with which all the sufferings of the animal world are very small; for
even our own physical pain is not felt at all when they are present. Indeed, in the case of keen mental suffering, we even inflict physical suffering on ourselves merely to distract our attention from the former to the latter. This is why, in great mental anguish, men tear their hair, beat their breasts, lacerate their faces, or roll on the floor, for all these are in reality only violent means of diverting the mind from an unbearable thought. Just because mental pain, being much greater, makes us insensible to physical pain, suicide is very easy to the person who is in despair, or who is consumed by morbid depression, even though formerly, in comfortable circumstances, he recoiled at the thought of it. In the same way care and passion (thus the play of thought) wear out the body oftener and more than physical hardships. And in accordance with this Epictetus rightly says: Ταρασσει τους ανθρωπους ου τα πραγματα, αλλα τα περι των πραγματων δογματα (Perturbant homines non res ipsæ, sed de rebus decreta) (V.); and Seneca: Plura sunt quæ nos terrent, quam quæ premunt, et sæpius opinione quam re laboramus (Ep. 5). Eulenspiegel also admirably bantered human nature, for going uphill he laughed, and going downhill he wept. Indeed, children who have hurt themselves often cry, not at the
pain, but at the thought of the pain which is awakened when some one condoles with them. Such great differences in conduct and in life arise from the diversity between the methods of knowledge of the brutes and man. Further, the appearance of the distinct and decided individual character, the principal distinction between man and the brute, which has scarcely more than the character of the species, is conditioned by the choice between several motives, which is only possible through abstract conceptions. For only after a choice has been made are the resolutions, which vary in different individuals, an indication of the individual character which is different in each; while the action of the brute depends only upon the presence or absence of the impression, supposing this impression to be in general a motive for its species. And, finally, in the case of man, only the resolve, and not the mere wish, is a valid indication of his character both for himself and for others; but the resolve becomes for himself, as for others, a certain fact only through the deed. The wish is merely the necessary consequence of the present impression, whether of the outward stimulus, or the inward passing mood; and is therefore as immediately necessary and devoid of consideration as the action of the brutes. Therefore, like
the action of the brutes, it merely expresses the character of the species, not that of the individual, i.e., it indicates merely what man in general, not what the individual who experiences the wish, is capable of doing. The deed alone,—because as human action it always requires a certain deliberation, and because as a rule a man has command of his reason, is considerate, i.e., decides in accordance with considered and abstract motives,—is the expression of the intelligible maxims of his conduct, the result of his inmost willing, and is related as a letter to the word that stands for his empirical character, itself merely the temporal expression of his intelligible character. In a healthy mind, therefore, only deeds oppress the conscience, not wishes and thoughts; for it is only our deeds that hold up to us the mirror of our will. The deed referred to above, that is entirely unconsidered and is really committed in blind passion, is to a certain extent an intermediate thing between the mere wish and the resolve.
Therefore, by true repentance, which, however, shows itself as action also, it can be obliterated, as a falsely drawn line, from that picture of our will which our course of life is. I may insert the remark here, as a very good comparison, that the relation between wish and deed has a purely accidental but accurate analogy with that between the accumulation and discharge of electricity.
As the result of the whole of this discussion of the freedom of the will and what relates to it, we find that although the will may, in itself and apart from the phenomenon, be called free and even omnipotent, yet in its particular phenomena enlightened by knowledge, as in men and brutes, it is determined by motives to which the special character regularly and necessarily responds, and always in the same way. We see that because of the possession on his part of abstract or rational knowledge, man, as distinguished from the brutes, has a choice, which only makes him the scene of the conflict of his motives, without withdrawing him from their control. This choice is therefore certainly the condition of the possibility of the complete expression of the individual character, but is by no means to be regarded as freedom of the particular volition, i.e., independence of the law of causality, the necessity of which extends to man as to every other phenomenon. Thus the difference between human volition and that of the brutes, which is introduced by reason or knowledge through concepts, extends to the point we have indicated, and no farther. But, what is quite a different thing, there may arise a phenomenon of the human will which is quite impossible in the brute creation, if man altogether lays aside the knowledge of particular things as such which is subordinate to the principle of sufficient reason, and by means of his knowledge of the Ideas sees through the principium individuationis. Then an actual appearance of the real freedom of the will as a thing-in-itself is possible, by which the phenomenon comes into a sort of contradiction with itself, as is indicated by the word self-renunciation; and, finally, the “in-itself” of its nature suppresses itself. But this, the one, real, and direct expression of the freedom of the will in itself in the phenomenon, cannot be distinctly explained here, but will form the subject of the concluding part of our work.
Now that we have shown clearly in these pages the unalterable nature of the empirical character, which is just the unfolding of the intelligible character that lies outside time, together with the necessity with which actions follow upon its contact with motives, we hasten to anticipate an argument which may very easily be drawn from this in the interest of bad dispositions. Our character is to be regarded as the temporal unfolding of an extra-temporal, and therefore indivisible and unalterable, act of will, or an intelligible character. This necessarily determines all that is essential in our conduct in life, i.e., its ethical content, which must express itself in accordance with it in its phenomenal appearance, the empirical character; while only what is unessential in this, the outward form of our course of life, depends upon the forms in which the motives present themselves. It might, therefore, be inferred that it is a waste of trouble to endeavour to improve one’s character, and that it is wiser to submit to the inevitable, and gratify every inclination at once, even if it is bad. But this is precisely the same thing as the theory of an inevitable fate which is called αργος λογος, and in more recent times Turkish faith. Its true refutation, as it is supposed to have been given by Chrysippus, is explained by Cicero in his book De Fato, ch. 12, 13.
Though everything may be regarded as irrevocably predetermined by fate, yet it is so only through the medium of the chain of causes; therefore in no case can it be determined that an effect shall appear without its cause. Thus it is not simply the event that is predetermined, but the event as the consequence of preceding causes; so that fate does not decide the consequence alone, but also the means as the consequence of which it is destined to appear. Accordingly, if some means is not present, it is certain that the consequence also will not be present: each is always present in accordance with the determination of fate, but this is never known to us till afterwards.
As events always take place according to fate, i.e., according to the infinite concatenation of causes, so our actions always take place according to our intelligible character. But just as we do not know the former beforehand, so no a priori insight is given us into the latter, but we only come to know ourselves as we come to know other persons a posteriori through experience. If the intelligible character involved that we could only form a good resolution after a long conflict with a bad disposition, this conflict would have to come first and be waited for. Reflection on the unalterable nature of the character, on the unity of the source from which all our actions flow, must not mislead us into claiming the decision of the character in favour of one side or the other; it is in the resolve that follows that we shall see what manner of men we are, and mirror ourselves in our actions. This is the explanation of the satisfaction or the anguish of soul with which we look back on the course of our past life. Both are experienced, not because these past deeds have still an existence; they are past, they have been, and now are no more; but their great importance for us lies in their significance, lies in the fact that these deeds are the expression of the character, the mirror of the will, in which we look and recognise our inmost self, the kernel of our will. Because we experience this not before, but only after, it behoves us to strive and fight in time, in order that the picture we produce by our deeds may be such that the contemplation of it may calm us as much as possible, instead of harassing us. The significance of this consolation or anguish of soul will, as we have said, be inquired into farther on; but to this place there belongs the inquiry which follows, and which stands by itself.
Besides the intelligible and the empirical character, we must mention a third which is different from them both, the acquired character, which one only receives in life through contact with the world, and which is referred to when one is praised as a man of character or censured as being without character. Certainly one might suppose that, since the empirical character, as the phenomenon of the intelligible, is unalterable, and, like every natural phenomenon, is consistent with itself, man would always have to appear like himself and consistent, and would therefore have no need to acquire a character artificially by experience and reflection. But the case is otherwise, and although a man is always the same, yet he does not always understand himself, but often mistakes himself, till he has in some degree acquired real self-knowledge. The empirical character, as a mere natural tendency, is in itself irrational; nay, more, its expressions are disturbed by reason, all the more so the more intellect and power of thought the man has; for these always keep before him what becomes man in general as the character of the species, and what is possible for him both in will and in deed. This makes it the more difficult for him to see how much his individuality enables him to will and to accomplish.
He finds in himself the germs of all the various human pursuits and powers, but the difference of degree in which they exist in his individuality is not clear to him in the absence of experience; and if he now applies himself to the pursuits which alone correspond to his character, he yet feels, especially at particular moments and in particular moods, the inclination to directly opposite pursuits which cannot be combined with them, but must be entirely suppressed if he desires to follow the former undisturbed. For as our physical path upon earth is always merely a line, not an extended surface, so in life, if we desire to grasp and possess one thing, we must renounce and leave innumerable others on the right hand and on the left. If we cannot make up our minds to this, but, like children at the fair, snatch at everything that attracts us in passing, we are making the perverse endeavour to change the line of our path into an extended surface; we run in a zigzag, skip about like a will o’ the wisp, and attain to nothing. Or, to use another comparison, as, according to Hobbes’ philosophy of law, every one has an original right to everything but an exclusive right to nothing, yet can obtain an exclusive right to
particular things by renouncing his right to all the rest, while others, on their part, do likewise with regard to what he has chosen; so is it in life, in which some definite pursuit, whether it be pleasure, honour, wealth, science, art, or virtue, can only be followed with seriousness and success when all claims that are foreign to it are given up, when everything else is renounced. Accordingly, the mere will and the mere ability are not sufficient, but a man must also know what he wills, and know what he can do; only then will he show character, and only then can he accomplish something right. Until he attains to that, notwithstanding the natural consistency of the empirical character, he is without character. And although, on the whole, he must remain true to himself, and fulfil his course, led by his dæmon, yet his path will not be a straight line, but wavering and uneven. He will hesitate, deviate, turn back, lay up for himself repentance and pain. And all this is because, in great and small, he sees before him all that is possible and attainable for man in general, but does not know what part of all this is alone suitable for him, can be accomplished by him, and is alone enjoyable by him. He will,
therefore, envy many men on account of a position and circumstances which are yet only suitable to their characters and not to his, and in which he would feel unhappy, if indeed he found them endurable at all. For as a fish is only at home in water, a bird in the air, a mole in the earth, so every man is only at home in the atmosphere suitable to him. For example, not all men can breathe the air of court life. From deficiency of proper insight into all this, many a man will make all kinds of abortive attempts, will do violence to his character in particulars, and yet, on the whole, will have to yield to it again; and what he thus painfully attains will give him no pleasure; what he thus learns will remain dead; even in an ethical regard, a deed that is too noble for his character, that has not sprung from pure, direct impulse, but from a concept, a dogma, will lose all merit, even in his own eyes, through subsequent egoistical repentance. Velle non discitur. We only become conscious of the inflexibility of another person’s character through experience, and till then we childishly believe that it is possible, by means of rational ideas, by prayers and entreaties, by example and noble-mindedness, ever
to persuade any one to leave his own way, to change his course of conduct, to depart from his mode of thinking, or even to extend his capacities: so is it also with ourselves. We must first learn from experience what we desire and what we can do. Till then we know it not, we are without character, and must often be driven back to our own way by hard blows from without. But if we have finally learnt it, then we have attained to what in the world is called character, the acquired character. This is accordingly nothing but the most perfect knowledge possible of our own individuality. It is the abstract, and consequently distinct, knowledge of the unalterable qualities of our own empirical character, and of the measure and direction of our mental and physical powers, and thus of the whole strength and weakness of our own individuality. This places us in a position to carry out deliberately and methodically the rôle which belongs to our own person, and to fill up the gaps which caprices or weaknesses produce in it, under the guidance of fixed conceptions. This rôle is in itself unchangeably determined once for all, but hitherto we have allowed it to follow its natural course without any rule. We have now brought to distinct conscious